RiskPoint Consulting Group is based in the Southeast and can provide risk management consulting services throughout the United States. Our team consists of experienced management-level consultants who have deep industry insight regarding mitigation of risk, compliance needs and solutions, and the creation of tools to enable management teams to achieve their objectives. We specialize in regulatory compliance requirements affecting a variety of industries including financial institutions, specialty finance companies and healthcare insurance providers. Our specialties include all aspects of BSA & AML Compliance, Regulatory Compliance, Internal Audit, IT Audits, Sarbanes-Oxley & FDICIA Advisory, Governance, Risk and Compliance & ERM, and Medicare Fraud Recovery Services. Our partner team has allowed us to work with a variety of financial institutions around the country and enables us to provide services to clients of varying sizes and regulatory oversight needs.
Doing the right thing, at the right time.
Our team consists of experienced management-level consultants who have deep industry insight regarding mitigation of risk, compliance needs and solutions, and the creation of tools to enable management teams to achieve their objectives.
Our experience has allowed us to work with a variety of financial institutions around the country and enables us to provide services to clients of varying sizes and regulatory oversight needs including: • Bank Secrecy Act / Anti-money Laundering Consulting • Regulatory Compliance Consulting • Internal Audit Services • Information Technology Audits • Sarbanes-Oxley & FDICIA Advisory • Governance, Risk and Compliance & ERM • Medicare Fraud Recovery Services We can also provide supplemental staff to fill internal audit or compliance resource needs for short and long-term projects.
We can provide BSA/AML outsourcing, co-sourcing or loan staff to help accomplish your compliance goals with a team experienced with KYC, CIP/CDD/EDD requirements and the ability to work the day-to-day volume or backlog of alert and case investigation.
Regulatory Compliance Consulting
We can provide holistic compliance program reviews or more focused and specific reviews to assess areas of higher risk.
We strategically look at how firms can add value, reduce costs, and improve efficiency by identifying enterprise-wide risks, providing early warning of new risks, and assisting in process improvement. We can provide internal audit outsourcing, co-sourcing or loan staff depending on your needs with dedicated industry specialists prepared to share internal audit best practices in:
Sarbanes-Oxley & FDICIA Advisory
Our Sarbanes-Oxley compliance services include:
We can help you comply with Federal Deposit Insurance Corporation Improvement Act of 1991 (FDICIA) regulatory requirements.
Governance, Risk and Compliance & ERM
We can assist you in adopting an enterprise-wide approach to analyzing and prioritizing risks and aligning them with your strategic goals. Our GRC and ERM services include:
Our expanding client list includes national and global organizations in the finance, healthcare, retail, and manufacturing & distribution industries. We educate personnel on a wide range of topics such as AML and regulatory compliance requirements; how to use enterprise applications and tools such as transaction monitoring and case management systems; ethics and code of conduct; best accounting processes and many others.